Sunday, 6 June 2021

US FDA Denovo Classification

 FD&C Act Medical Device Amendments (1976) Section 513(f)(1): “new devices”

·       Automatically classified as Class III regardless of risk

FD&C Act –modified in 1997 Food and Drug Administration Modernization Act (FDAMA)

·       Established de novo classification process and also known as “Evaluation of Automatic Class III Designation”.

·       Pathway for classification of low-risk devices when there is no predicate.

Application process

1.510(k) Submission:

·       Sponsor submits 501(k) and FDA issues a decision of “not substantially equivalent” due to no predicate

2. De novo request:

·       Sponsor submits de novo request and FDA classify device from Class III to Class I or II with new classification/regulation

FD&C Act –further modified in 2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

·       Established direct de novo classification process .There is no 510(k) submission is required.Sponser can submit directly if there is no predicate

Common denovo submission documents are listed below

1.      Coversheet clearly identifying the request as a "Request for Evaluation of Automatic Class III Designation" under 513(f)(2) De Novo request

2.      Administrative Information including applicant name and address

3.      Regulatory History

4.      Device Description, including technology, proposed conditions of use, accessory, components, etc

5.      Classification Summary

6.      Recommended Classification and Proposed Special Controls for  Class II devices ONLY

7.      Supportive Evidence pre-clinical, animal, clinical

8.      Summary of Benefits

9.      Summary of Known/Potential Risks to Health

10.   Risk and Mitigation Information

11.   Benefit-Risk Considerations

12.   Device Labelling

FDA Review - 150 review days

1.Sponsor submits the application.use the acceptance review checklist guidance  https://www.fda.gov/regulatory-information/search-fda-guidance-documents/acceptance-review-de-novo-classification-requests

2.FDA Acceptance Review :Administrative review to assess the completeness of the application.

Within 15 calendar days FDA will notify below to manufacturer:

  • Request accepted for substantive review;
  • Not been accepted for review (i.e., considered refused to accept RTA  -Manufacturer shall address within 180 days
  • Request is under substantive review and the FDA did not complete the acceptance review within 15 calendar day

3. Substantive Review:Lead reviewer will assess the application and share the below information to manufacturer

·       Interactive review

·       Additional Information letter .De Novo request will be placed on hold. Manufacturer shall address within 180 days

3.Denovo decision:

·      Grant

·       Decline

Reference:

De Novo Classification Request: https://www.fda.gov/medical-devices/premarket-submissions/de-novo-classification-request

RTA Checklist : https://www.fda.gov/regulatory-information/search-fda-guidance-documents/acceptance-review-de-novo-classification-requests

Denovo database: https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/denovo.cfm

Evaluation of Automatic Class III Designation (De Novo) Summaries: https://www.fda.gov/about-fda/cdrh-transparency/evaluation-automatic-class-iii-designation-de-novo-summaries

  


 

 

Saturday, 5 June 2021

US FDA Quality System Regulation(QSR) 21 CFR 820

 Medical device manufacturer shall follow Current good manufacturing practice (CGMP) requirements to produce their medical devices.

Subpart B - Quality System Requirements

Sec. 820.20 Management responsibility.

Each manufacturer shall establish and maintain procedures for

(a)    Quality policy.

(b)    Organization.

a.       Responsibility and authority.

b.       Provide adequate resources

c.       Appoint managment representative

(c)     Management review

(d)    Quality planning

(e)    Quality system procedures.

Sec. 820.22 Quality audit.

Each manufacturer shall establish procedures for quality audits and conduct such audits

Sec. 820.25 Personnel.

Each manufacturer shall have adequate personnel with the necessary education, training etc to perform his activities correctly.

Subpart C - Design Controls

(a)    General

Applicable for all Class II & III and some of Class I devices

(b)    Design and development planning

(c)     Design input

(d)    Design output

(e)    Design review

(f)      Design verification

(g)    Design validation

(h)    Design transfer

(i)      Design changes

(j)      Design history file(DHF)

Subpart D - Document Controls

Each manufacturer shall establish and maintain procedures to

(a)    Document review, approval and distribution

(b)    Document changes

Subpart E - Purchasing Controls

Purchased product or received product shall conform to specific requirements

Sec. 820.50 Purchasing controls.

(a)    Evaluation of suppliers, contractors, and consultants

(b)    Purchasing data

Subpart F - Identification and Traceability

Identify and trace the product during all stages

Subpart G - Production and Process Controls

Production processes of a device shall conforms to specifications

(a)    General

(b)    Production and process changes

(c)     Environmental control

(d)    Personnel

(e)    Contamination control

(f)      Buildings

(g)    Equipment(Manintenance,inspection and adjust^ment

(h)    Manufacturing material

(i)      Automated processes

Sec. 820.72 Inspection, measuring, and test equipment. Including calibration

Sec. 820.75 Process validation.

21 CFR 820.3 (z)(1)establishing by objective evidence that a process consistently produces a result or product meeting its predetermined specifications.

Process shall be validated when the results of a process cannot be fully verified by subsequent inspection and test.

Subpart H - Acceptance Activities

Establish and maintain procedures for inspections, tests, or other verification activities.

Sec. 820.80 Receiving, in-process, and finished device acceptance.

(a)    General

(b)    Receiving acceptance activities

(c)     In-process acceptance activities

(d)    Final acceptance activities

(e)    Acceptance records-Part of DHR

Sec. 820.86 Acceptance status.

Subpart I - Nonconforming Product

Sec. 820.90 Nonconforming product.

(a)    Control of Nonconforming product

(b)    Nonconforming product

(c)     Rework (retesting and reevaluation) of Nonconforming product -Part of DHR

 

Subpart J - Corrective and Preventive Action

Sec. 820.100 Corrective and preventive action.

(a)    Establish and maintain procedures for implementing corrective and preventive action

a.       Analyze the process

b.       Investigate the cause

c.       Identify the action to correct

d.       Verify and validate the action

(b)    All the results shall be documented

Subpart K - Labeling and Packaging Control

Sec. 820.120 Device labeling.

(a)    Label integrity

(b)    Labeling inspection

(c)     labelling storage

(d)    Labelling operations: control the product labelling mixups-Part of DHR

(e)    Control number for traceability

Sec. 820.130 Device packaging

Subpart L - Handling, Storage, Distribution, and Installation

Establish and maintain procedures to ensure that

Prevent mixups, damage, deterioration (Sec. 820.140 Handling)

control of storage areas and stock rooms (Sec. 820.150 Storage)

maintain the distribution records(Sec. 820.160 Distribution)

Installation and inspection instructions(Sec. 820.170 Installation)

Subpart M - Records

Sec. 820.181 Device master record.

Sec. 820.184 Device history record.

Sec. 820.186 Quality system record.

Sec. 820.198 Complaint files.

Subpart O - Statistical Techniques

Sec. 820.250 Statistical techniques.

Establish and maintain procedures for identifying valid statistical techniques required for establishing, controlling, and verifying the acceptability of process capability and product characteristics.

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References:

21 CFR 820: https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfcfr/CFRSearch.cfm?CFRPart=820&showFR=1

 





















































































































































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